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November 14, 2000; 55 (9) Articles

Parkinson’s disease and parkinsonism in a longitudinal study

Two-fold higher incidence in men

M. Baldereschi, A. Di Carlo, W.A. Rocca, P. Vanni, S. Maggi, E. Perissinotto, F. Grigoletto, L. Amaducci, D. Inzitari
First published November 14, 2000, DOI: https://doi.org/10.1212/WNL.55.9.1358
M. Baldereschi
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A. Di Carlo
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W.A. Rocca
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P. Vanni
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S. Maggi
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E. Perissinotto
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F. Grigoletto
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L. Amaducci
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D. Inzitari
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Parkinson’s disease and parkinsonism in a longitudinal study
Two-fold higher incidence in men
M. Baldereschi, A. Di Carlo, W.A. Rocca, P. Vanni, S. Maggi, E. Perissinotto, F. Grigoletto, L. Amaducci, D. Inzitari
Neurology Nov 2000, 55 (9) 1358-1363; DOI: 10.1212/WNL.55.9.1358

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Abstract

Objective: To determine the incidence of parkinsonism and PD in the Italian elderly, and to explore the relation with age and gender.

Methods: In eight Italian municipalities, a population-based, parkinsonism-free cohort was followed for an average of 3 years. At the end of the follow-up, the cohort survivors were directly contacted (screening and clinical examination). Cohort members who had died were studied using death certificates, clinical records, and information gathered from relatives and general practitioners. Parkinsonism diagnosis and subtyping were made according to specified diagnostic criteria.

Results: The cohort consisted of 4,341 individuals (65 to 84 years of age): 596 died before the examination, 2,863 (76.4% of the survivors) completed the screening procedure, and 882 refused to participate. The authors found 68 incident cases of parkinsonism: 42 PD (62%), 7 drug-induced parkinsonism (10%), 8 parkinsonism in dementia (12%), 8 vascular parkinsonism (12%), and 3 parkinsonism, unspecified (5.8%). Average annual incidence rate (per 100,000 person-years) in the population aged 65 to 84 years, adjusted to the 1992 Italian population, was 529.7 (95% CI, 400.5 to 658.9) for parkinsonism, and 326.3 (95% CI, 224.1 to 427.5) for PD. Incidence rates for both parkinsonism and PD increased with age in both men and women; men had higher rates in every age group. Age-adjusted relative risk in men compared with women was 1.66 (95% CI, 1.02 to 2.70) for parkinsonism and 2.13 (95% CI, 1.11 to 4.11) for PD.

Conclusions: Incidence of parkinsonism and PD increased with age, PD was the most common type of parkinsonism, and men had a risk of developing PD twice that of women.

Few studies provide age-specific1-3⇓⇓ or age- and sex-specific4-7⇓⇓⇓ incidence rates for PD, and in all studies except two,3,8⇓ case finding was based on medical records. Studies based on the enumeration of known cases of PD in the community likely underestimate the frequency of PD because they exclude patients who have not reached medical attention or patients whose records were lost or not retrieved.9 In a previous Italian prevalence survey involving the direct contact of each subject in the community, 39% of women with PD and 30% of men with PD had never been diagnosed before the survey.10

Here we investigate the incidence of parkinsonism and PD in the Italian Longitudinal Study on Aging (ILSA), a population-based epidemiologic study involving the direct contact (screening and clinical examination) of a large, nationwide sample of the Italian elderly. We also study the distribution of parkinsonism and PD by age and sex.

Methods.

This investigation was part of the ILSA, a multicenter community-based study of prevalence, incidence, and determinants of major age-associated conditions of the elderly. More detailed information about the overall study methods and objectives has been provided elsewhere.11

Study population.

The eight centers involved in the ILSA were the entire municipalities of Casamassima (Bari Province), Fermo (Macerata Province) Impruneta (Firenze Province), and Rubano-Selvazzano (Padova Province) and well-defined city districts of Catania, Genova, Milano, and Napoli. On March 1, 1992, using the population registers, all of the inhabitants of the eight study centers aged 65 to 84 years, free-living or institutionalized, were stratified by 5-year age group (65 to 69, 70 to 74, 75 to 79, and 80 to 84 years) and gender. Using the equal allocation strategy, in each study center, 88 individuals of each gender were randomly selected and allocated to each age stratum, yielding a sample of 704. The total sample size across the eight centers totalled 5,632 individuals.

The parkinsonism-free cohort was identified within the overall ILSA sample using a cross-sectional study carried out in 1992 to 1993, which led to the detection of the prevalent cases of parkinsonism (baseline survey).9,12⇓ The parkinsonism-free cohort was followed for an average of 3 years. All of the cohort individuals were contacted again during the second cross-sectional study carried out in 1995 to 1996.

Case finding strategies.

Cases of parkinsonism were identified using the same two-phase procedure both at baseline and at follow-up. In each study center, the staff consisted of one or two interviewers, one clinical investigator, one neurologist (the neurologist from Impruneta was one of the authors, A. Di C.), and one geriatrician. All of the staff were centrally trained. In phase 1, trained interviewers administered a questionnaire about symptoms of parkinsonism (tremor of head, arms, or legs), about previous diagnoses of parkinsonism (either by a neurologist or by a primary care physician), and about antiparkinsonian drug treatments to each sampled individual. Moreover, a brief neurologic examination (check for elbow tone or resting tremor) was administered by the trained clinical investigator. All individuals who reported at least one symptom of parkinsonism, a diagnosis of parkinsonism, antiparkinsonian drug treatments, or who had at least one positive test result at the brief neurologic examination were considered to have screened positive and were extensively evaluated by the trained neurologists in phase 2. The structured clinical workup in phase 2 included the motor examination of the Unified Parkinson’s Disease Rating Scale,13 a standardized medical history, a brief summary of the natural history of the disease, and a review of previous clinical records (when available). Through phase 2, we confirmed the diagnosis of parkinsonism and defined specific types of parkinsonism. Two years after the baseline survey, the overall study population was followed up by telephone interview to determine the vital status. Information regarding individuals who either had died or were unable to answer the interview was obtained from the general practitioners working in the study communities and from the surviving relatives. Information about presence of parkinsonism, drug prescriptions, other diseases, hospitalization, and institutionalization was gathered from the general practitioner or the relatives. Hospital discharge diagnoses and death certificate diagnoses also were available for each subject who had died. When the time of parkinsonism onset for deceased individuals was unclear, we used the midpoint between the date of screening for the baseline survey and the date of death. Information was gathered with the same procedure for individuals who had died between the telephone interview and the second cross-sectional survey. The medical information available for deceased individuals was reviewed entirely by the adjudication panel (see later).

Incident cases of parkinsonism included all of the individuals who were free of parkinsonism at baseline but developed parkinsonism during the follow-up.

Diagnostic criteria.

Parkinsonism was diagnosed when at least two of four cardinal signs (rest tremor, rigidity, bradykinesia, and impaired postural reflexes) were present in an individual not receiving antiparkinsonian medication, or if one or more cardinal signs, documented by medical history, were improved by antiparkinsonian treatment. PD was defined among those affected by parkinsonism by exclusion of all other possible causes. Parkinsonism associated with other causes included the following: 1) parkinsonism in dementia: the onset of dementia clearly preceded the occurrence of parkinsonism (dementia is another disease investigated in the ILSA sample through a screening and a clinical confirmation, the latter by the same neurologist that ruled the parkinsonism diagnosis; therefore, we could provide reliable dementia onset); 2) parkinsonism with associate features (e.g., multiple system atrophy or progressive supranuclear palsy); 3) drug-induced parkinsonism: use of neuroleptics or other antidopaminergic drugs in the 6 months preceding the onset of symptoms and with no history of parkinsonism; 4) vascular parkinsonism: clear time relationship between a cerebrovascular event and the onset of atypical parkinsonism, preferably supported by neuroimaging, usually without tremor; and 5) parkinsonism unspecified: no clear time relationship with possible causes (e.g., dementia or antidopaminergic drugs, or more than one possible cause). Patients otherwise fulfilling the criteria for PD but who showed no disease progression over 15 years or who were not responsive to antiparkinsonian drugs were classified as unspecified. To increase the diagnostic reliability across the eight study centers and between patients who were living and those who had died, all putative cases were independently reviewed by an adjudication panel of senior neurologists who were kept unaware of the initial diagnosis made in each center. In case of disagreement, the diagnosis by the panel replaced the original diagnosis.

Data analysis.

Excluded from the incident cohort were prevalent patients with parkinsonism at baseline and nonresponders to the follow-up examination. Rates per 100,000 person-years were estimated per 5-year age groups (65 to 84 years) and gender. Age- and gender-specific incidence rates were calculated as the number of new cases divided by the person-years at risk. The 95% CI were based on the Poisson distribution. Person-years for individuals who did not develop parkinsonism were calculated as the time between the screening test for the baseline survey and the screening test for the follow-up survey or death. For subjects who developed parkinsonism, person-years were calculated as the time between the screening test of the baseline survey and the reported parkinsonism onset, or the midpoint between the baseline screening test and the follow-up screening test (when the onset could not be defined clearly) or death.

We considered the different types of parkinsonism as competing causes of parkinsonism.

A forward stepwise Cox proportional hazards model14 was used to estimate the relative risks of parkinsonism associated with age and gender. Age and gender were entered as covariates. Age was entered into the models as a continuous variable (1-year increment). Using the same covariates, another forward stepwise Cox proportional hazards model was used to estimate the relative risk of PD. Individuals who died were treated as censored from their date of death. Individuals who either did not die or did not develop parkinsonism were treated as censored observations from the time of their follow-up screening test.

Our analyses were run on a personal computer using the 1995 release of Statistical Package for the Social Sciences (SPSS) statistical software (SPSS, Inc., Chicago, IL).15

Results.

The sample attrition at each step of the ILSA surveys is sketched in the figure. Among the 4,502 individuals screened in the baseline survey, we identified 161 prevalent cases of parkinsonism. Thus, the cohort at risk consisted of 4,341 individuals. Among them, 596 (13.7%) died before they were contacted the second time. The screening procedure was completed by 2,863 (76.4%) of the survivors. The final cohort (3,084 individuals) included in the analyses consisted of the 2,863 screened individuals in addition to the 221 deceased individuals with reliable medical information (see later). The median duration of follow-up was 3.9 years (range 0.04 to 6.2). A total of 12,152 person-years were available for the analyses.

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Figure. Attrition of the sampled population from the Italian Longitudinal Study on Aging at each step of the two study surveys.

Refusals.

The 882 subjects who refused to participate in the follow-up examination had a median age of 75.2 years (range 65 to 85) and were older than the participants (median age 72.4 years; range 65 to 85). Women refused the follow-up visit more often than men (55% versus 45%). Results of a logistic regression model, where being a refusal was the dependent variable, indicated that the individuals who refused to participate in the follow-up examination were significantly older, more frequently women, and more educated than participants. The odds ratios were 1.04 (95% CI, 1.02 to 1.06) for 1-year age increments, 0.75 (95% CI, 0.65 to 0.89) for male gender, and 1.03 (95% CI, 1.01 to 1.05) for 1-year increments of schooling.

Deceased subjects.

Subjects who had died were older (mean age 77.8 ± 5.2; median age 79.2 years; range 65.3 to 85 years) than survivors (mean age 73.9 ± 5.6; median age 73.3 years; range 65 to 85). Men died more frequently than women (59.2% versus 40.8%). Again, these results were confirmed by a logistic regression model, where being dead was the dependent variable. The odds ratios were 1.13 (95% CI, 1.11 to 1.15) for 1-year age increments, 1.64 (95% CI, 1.36 to 1.98) for male gender, and 0.97 (95% CI, 0.95 to 0.99) for 1-year increments of schooling. All of the 596 death certificates were retrieved. We obtained adequate information from relatives and general practitioners for 221 deceased individuals (37.1%). Among these 221 individuals, we identified eight incident cases of parkinsonism, of whom four had PD. The 221 dead individuals did not differ significantly regarding age and gender distribution from the remaining 375 dead individuals without reliable medical information.

Among both the 2,863 screened individuals and the 221 deceased individuals with reliable information, a total of 68 individuals were identified as incident cases of parkinsonism. Forty-two (62%) individuals met the criteria for PD, 7 (10%) had drug-induced parkinsonism, 8 (12%) had parkinsonism in dementia, and 8 (12%) had vascular parkinsonism. The remaining three cases (5.8%) were classified as parkinsonism, unspecified. PD was the most common type of parkinsonism in both men (67.4%) and women (52%). Drug-induced (16%) parkinsonism and parkinsonism in dementia (16%) were the second most common types in women; by contrast, vascular parkinsonism was more common (16.7%) than drug-induced parkinsonism (6.8%) and parkinsonism in dementia (9.1%) in men.

Table 1 shows the age- and sex-specific average annual incidence rates of parkinsonism (new cases per 100,000 person-years). Rates increase with advancing age both in men and women; however, the incidence in women also was high in the age class 65 to 69 years. Rates for men were higher than for women in every age group except the younger one (65 to 69 years). However, in each age stratum, the 95% CI overlapped, possibly because of small number of cases.

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Table 1.

Number of cases of parkinsonism (n), person-years at risk, and incidence rates per 100,000 person-years (95% CI) in the ILSA cohort subjects by sex and age group

The average annual incidence rate for parkinsonism (per 100,000 person-years) in the population aged 65 to 84 years, adjusted to the 1992 Italian population, was 529.7 (95% CI, 400.5 to 658.9).

The age- and sex-specific incidence rates for PD are reported in table 2. PD rates parallel those of parkinsonism in age and sex patterns: the incidence rates increase with age in both men and women, and men had higher rates than women in every age group. However, men and women had similar rates in the age group 65 to 69 years. In each age stratum, the 95% CI for the incidence rates overlapped, possibly because of the small number of cases. The average annual incidence rate of PD (per 100,000 person-years) in the population aged 65 to 84 years, adjusted to the 1992 Italian population, was 326.3 (95% CI, 224.1 to 427.5).

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Table 2.

Number of cases (n) and average annual incidence rates per 100,000 person-years (95% CI) of PD in the ILSA cohort by sex and age group

We used the Cox regression analysis to summarize the pattern of incidence rates seen in the stratified analyses; results are shown in table 3. The risk of becoming affected by parkinsonism was 1.09 (95% CI, 1.05 to 1.15) for every increasing year of age; the risk for developing PD was 1.10 (95% CI, 1.04 to 1.16) for every increasing year of age. Men had a relative risk for parkinsonism of 1.66 (95% CI, 1.02 to 2.7) and a relative risk for PD of 2.13 (95% CI, 1.11 to 4.11).

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Table 3.

Estimated adjusted relative risks (95% CI) of becoming affected by parkinsonism or PD in the ILSA cohort (Cox proportional hazards models)

Discussion.

There are three major findings from this large population-based study of the frequency and distribution of parkinsonism in the Italian elderly. First, the incidence of parkinsonism increases with age. Second, men have a higher risk of developing parkinsonism than women. Third, PD is the most common type of parkinsonism and shows age and sex patterns similar to parkinsonism.

Studies of the incidence of parkinsonism and PD are few, and only two of them were based on a direct contact with each individual in the study sample.3,8⇓ The ILSA rates for PD are comparable with those from the Rotterdam Study,8 but the figures are higher than those from the Honolulu Heart Study, which also showed a different age pattern after 80 years of age.3 In that study, the cohort was directly surveyed for the first time in 1965 and then followed through record-based case identification procedures. The most recent survey, involving a direct contact with surviving members of the cohort, took place in 1991 to 1994. Incident cases may have been undercounted because patients who did not come to medical attention during the 26 to 29 years of passive follow-up were not included in the incidence estimates. Previous studies on the incidence of PD in Italy used a record-based case finding strategy and yielded considerably lower rates,6,16⇓ probably because of undercounting of cases, as discussed earlier.

In the Rotterdam Study, as well as in the older birth cohort of men from the Honolulu Hearth Study, PD incidence decreased after 79 years of age. The study design just described may account for the incidence decline after age 75: because of less intensive cohort surveillance at the ages of peak risk, many cases of PD could have been missed in older cohort members. Such individuals may have died, declined follow-up evaluation, or developed obscuring medical conditions before the time of the subsequent rescreening. The same age pattern also was reported from the study on Olmsted County, Minnesota. The drop in incidence for the oldest men in the Minnesota Study may be an artifact because parkinsonism subtyping may be unreliable in the presence of comorbidity at extreme ages.17 On the other hand, in our study, in the younger birth cohort of the Honolulu Heart Study, and among women in the study on Olmsted County, Minnesota, incidence rates continued to increase with advancing age. The incidence rates of PD increased consistently through age 85, also in the Northern Manhattan Study.7 PD has been suggested to be the result of the interaction between normal aging and environmental or genetic risk factors.18,19⇓ If this theory is correct, we expect the risk of PD to increase with increasing age, regardless of the intensity and timing of the genetic and environmental factors. In support of this theory are two pathologic observations. Autopsy study of individuals clinically unaffected by PD shows a linear decrease in the number of dopaminergic neurons in the substantia nigra with advancing age.20 Another autopsy study shows that the number of Lewy bodies in the substantia nigra increases with age in clinically unaffected subjects.21 Both of these observations suggest that there is an underlying aging process of the dopaminergic neurons in all individuals. This theory also predicts that the incidence (risk) of PD will increase continuously with age and reach its maximum at extreme ages. The continuing increase in incidence after age 75 years found in our study suggests that PD is an aging-related condition. Record-based epidemiologic studies find contrasting sex patterns for PD; discrepancies in referral to medical services may have accounted for those differences, as suggested by De Rijk et al.9 On the other hand, the recent Minnesota study based on a records-linkage system shows higher incidence rates for men in an area where medical care was equal for elderly men and women.22 Furthermore, the cumulative PD incidence to age 90 was significantly lower for women than for men across three different ethnic groups residing in northern Manhattan.7 The Honolulu Heart Study3 examined men only, and the direct-contact survey of the Rotterdam Study8 did not show any sex difference. The ILSA is the first study to directly contact individuals in the general population to support the hypothesis that men have a higher risk of developing parkinsonism and PD compared with women. Although the reason for the male predominance remains unknown, the female steroid hormone may be involved in the etiology of PD.23-25⇓⇓ In the CNS, estrogen provides neuroprotection mediated through multiple mechanisms, including antiapoptotic protection, protection against oxidative stress, and neurotrophic effects.23 Nevertheless, the ILSA group of nonrespondents includes significantly more women compared with the group of study participants. This might be a potential source of selection bias with possible underestimation of the incidence of parkinsonism and PD for women.

Our study has several strengths: first, the study sample. In each Italian municipality, the entire population is registered in the population register. Our sampling frames were the population registers of eight Italian municipalities. Although much care was given to selecting centers in northern (Rubano-Selvazzano, Genova, and Milano), central (Fermo, Impruneta), and southern Italy (Catania, Napoli, Casamassima), in rural, suburban, and urban areas, the sample might not be thoroughly representative of the entire national elderly population, given that it was not drawn as a random national sample. Our sample, which included both free-dwelling and institutionalized individuals, provides a more population-based estimate of parkinsonism and PD compared with either “door-to-door” or record-based surveys.

Furthermore, we were able to perform the clinical ascertainment on all who screened positive. One limitation of the ILSA is the lack of clinical ascertainment of a sample of individuals who screened negative. However, our screening procedure, validated against the clinical diagnosis of parkinsonism in each study site, proved to have high accuracy (sensitivity 100%, specificity 65%).

Our methods of follow-up and case detection are intensive, with only 29% attrition over 3 years (only 1,257 of the 4,341 individuals of the parkinsonism-free cohort could not be followed-up). Nevertheless, because of the rarity of the disease, there were few incident cases per each age and sex stratum, leading to unstable estimates. Because of the small numbers, we could not investigate the age and sex pattern of other less common types of parkinsonism. Additional years of follow-up will improve the precision of our incidence estimates.

Appendix

The ILSA Working Group: M. Baldereschi, MD, A. Di Carlo, MD, S. Maggi, MD, CNR (Italian National Research Council, Italy); G. Scarlato, MD, L. Candelise, MD, E. Scarpini, MD (University of Milano, Italy); F. Grigoletto, ScD, E. Perissinotto, ScD, L. Battistin, MD, M. Bressan, MD, G. Enzi, MD, G. Bortolan, ScD (University of Padova, Italy); C. Loeb, MD, CNR (Italian National Research Council, Genova, Italy); C. Gandolfo, MD (University of Genova, Italy); N. Canal, MD, M. Franceschi, MD (San Raffaele Institute, Milano, Italy); A. Ghetti, MD, R. Vergassola, MD (USL 10, Firenze, Italy); D. Inzitari, MD (University of Firenze, Italy); S. Bonaiuto, MD, F. Fini, MD, A. Vesprini, MD, G. Cruciani, MD (INRCA Fermo, Italy); A. Capurso, MD, P. Livrea, MD, V. Lepore, MD (University of Bari, Italy); L. Motta, MD, G. Carnazzo, MD (University of Catania, Italy); F. Rengo, MD (University of Napoli, Italy).

Acknowledgments

Acknowledgment

The authors thank Ms. M. E. Della Santa for preparing the manuscript.

Footnotes

  • ↵*See the Appendix on page 1363 for a list of the ILSA Working Group members.

  • ↵†Deceased.

  • The ILSA was supported by the Italian National Research Council, as part of the Progetto Finalizzato Invecchiamento, through annual grants to each research unit from 1991 through 1995. Dr. Rocca was supported in part by the National Institutes of Health, grant NS 33978.

  • Received November 12, 1999.
  • Accepted July 20, 2000.

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