Increased risk of Parkinson’s disease after depression
A retrospective cohort study
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Abstract
Background: Depression has been linked to the occurrence of a number of somatic diseases. There are no data for PD.
Objective: To determine if depression is associated with a subsequent risk for PD.
Methods: A retrospective cohort study design based in general practice was applied. All subjects diagnosed with depression between 1975 and 1990 were included and matched with subjects with the same birth year who were never diagnosed with depression. Follow-up ended at April 30, 2000. Hazard ratios (HR) and 95% CI were calculated using Cox proportional hazards models adjusted for age, sex, and socioeconomic status. Subgroups based on sex and age at diagnosis of depression were evaluated separately.
Results: Among the 1,358 depressed subjects, 19 developed PD, and among the 67,570 nondepressed subjects, 259 developed PD. The HR (95% CI) for depressed vs nondepressed subjects was 3.13 (1.95 to 5.01) in multivariable analysis. Associations in subgroups were comparable with the overall association.
Conclusion: A strong positive association was found between depression and subsequent incidence of D.
Depression has been found to increase the subsequent risk for stroke,1 cancer,2 dementia,3 and coronary heart disease.4 For PD, depression is a common comorbid condition. The reported prevalences for depression in PD range from 2.7 to 7.7% in population-based studies and up to 70% in patients attending neurologic outpatient clinics.5-7⇓⇓ Some case histories have shown that depression can precede the onset of PD.8-11⇓⇓⇓ However, there are no data from longitudinal studies. We longitudinally studied whether patients who had a depressive disorder have an increased risk for subsequently developing PD.
Methods.
Registration Network Family Practices.
A retrospective cohort study was carried out based on the Registration Network Family Practices (RegistratieNet Huisartspraktijken [RNH]). The RNH is a continuous and computerized database in which 53 general practitioners working in 21 practices in the south of the Netherlands are participating.12 In the RNH, all relevant health problems are registered, including all relevant past health problems of a patient. A health problem is defined as “anything that has required, does or may require health-care management and has affected or could considerably affect a person’s physical or emotional well-being.”12 Health problems are coded by the general practitioner only if they are permanent (no recovery expected), chronic (duration longer than 6 months), or recurrent (more than three recurrences within 6 months) or if they have lasting consequences for the functional status or prognosis of the patient. Problems are coded according to the International Classification of Primary Care (ICPC)13 using the criteria of the International Classification of Health Problems in Primary Care (ICHPPC-2).14 Furthermore, in complex medical conditions, registration is often based on a specialist diagnosis reported to the general practitioner. The database also contains background information on the patients’ sex, date of birth, living arrangement, level of education, and type of health insurance. The registered data are continuously updated and historically cumulated for each patient. Membership of the RNH population ends by migration or death. With regard to demographic characteristics, the population in this database is comparable with the regional Dutch population.15
Diagnostic criteria.
According to the RNH’s coding rules, for the diagnosis of a depressive disorder (ICPC code P76), patients should not be psychotic and should comply with three criteria of the following six: 1) sadness or melancholy more than can be explained by the psychosocial stress; 2) suicidal thoughts or attempt; 3) indecisiveness, decreased interest in usual activities, or diminished ability to think; 4) feelings of worthlessness, self-reproach, or inappropriate or excessive guilt; 5) early morning wakening, hypersomnia, or early morning fatigue; 6) anxiety, hyperirritability, or agitation. An affective psychosis (ICPC code P73) is diagnosed when the disorder is predominantly in the area of mood, with either severe depression or marked elation and expansiveness or the two alternating, distinguishable from the usual range of emotion. Furthermore, subjects are not able to meet the ordinary demands of life, and in case of a unipolar disorder, there is also disturbance of thought. Alcohol or drug use must be excluded as a cause of the above-mentioned symptoms. Patients presenting with depressive feelings but not complying with the requirements for a depressive disorder or affective psychosis are coded under depressive feelings (ICPC code P03). For the diagnosis of PD (ICPC code N87), the following criteria must all be met: coarse tremor, improving with active purposeful movement, muscular rigidity, and poverty of movements.14 As a validity check of the diagnosis of PD by the general practitioner, we checked the medical files of 69 random patients. Of those, one had died and two were in a nursing home; of those patients, medical records were not available. Of the 66 remaining patients, 53 (80.3%) were confirmed by a neurologist, 5 (7.6%) were diagnosed with parkinsonism, 4 (6.1%) did not have a definitive diagnosis after visiting the neurologist, and 4 (6.1%) were not confirmed.
Study design.
A retrospective cohort design was applied, using data from all subjects that were registered in the database (n = 105,762). Depressed subjects in our study were those subjects who were diagnosed with ICPC code P76 (depressive disorder) or P73 (affective psychosis) for the first time between January 1, 1975, and January 1, 1990 (n = 1,375). Furthermore, they had to be 20 years or older when the depression was diagnosed (n = 1,362). Four subjects had a diagnosis of PD before their depression and were excluded, leaving 1,358 depressed subjects for analyses.
Our reference group consisted of subjects who never had a diagnosis of depression (ICPC code P73 or P76) and were born in the same birth years as the depressed subjects (n = 67,608). Each time a depressed person was included in the study, all nondepressed subjects from the same year of birth as the depressed subject were included in the study population. The date of diagnosis of the depressed subject was assigned to the nondepressed subjects as a starting date for study. When more than one subject from the same year of birth was diagnosed with depression, the different dates of diagnosis were randomly assigned to all nondepressed subjects from the same birth year. Thereafter, all nondepressed subjects with a diagnosis of PD before the assigned dates of inclusion were excluded (n = 33) as well as subjects that had died or moved before the assigned starting date (n = 5), and 67,570 nondepressed subjects remained for analysis. Both depressed and nondepressed subjects were followed for an emerging first diagnosis of PD. Follow-up of subjects ended at April 30, 2000, or earlier in case of failure (PD) or censoring (subjects moved [n = 9,139], died [n = 4,267], or were censored otherwise [n = 1,924]).
Analysis.
Cox proportional hazards survival analysis was applied, using the SPSS statistical software package version 9.0 for Windows (SPSS, Chicago, IL).16 Because depression was not a time-dependent variable, we applied a standard Cox regression analysis, stratifying on birth year. In multivariable analysis, the results were adjusted for age, sex, and socioeconomic status. Education and type of health insurance were used as indicators for socioeconomic status. To examine whether males and females differed in their association between depression and PD, subgroup analyses based on sex were also applied. Furthermore, we investigated whether there was a different association for depression diagnosed before age 50 or afterward. As a sensitivity analysis, we added subjects with depressive complaints (ICPC code P03) not complying with the requirements for P76 or P73 to our depressed patients group while they were consequently removed from our reference group.
Results.
A total of 1,358 depressed and 67,570 nondepressed subjects were included in the analyses. The descriptive characteristics of this study population are displayed in table 1. PD was diagnosed in 278 subjects. Among depressed subjects, 19 (1.4%) developed PD, and among nondepressed subjects, 259 (0.4%) developed PD. Follow-up ranged from 1.0 to 25.3 years among depressed subjects and from 0.2 to 25.4 years among nondepressed subjects. Mean age (SD) at the start of the study was 43.8 (13.5) years among depressed subjects and 37.8 (14.7) years among nondepressed subjects. Compared with nondepressed subjects, there were more females in the depressed group and also more subjects with a lower level of education. Type of health insurance was about equally distributed among subjects with and without depression.
Descriptive characteristics of the study population
In table 2, the associations between depression and PD are shown. The hazard ratio (HR) with its corresponding 95% CI after correction for age, sex, and socioeconomic status was 3.13 (1.95 to 5.01) for depressed vs nondepressed subjects. In subgroups of males and females, the estimated HR (95% CI) adjusted for age and socioeconomic status were 3.60 (1.67 to 7.80) for males and 2.85 (1.57 to 5.17) for females. In subgroups of age at diagnosis of depression, the HR (95% CI) were 2.38 (0.74 to 7.67) for subjects under 50 and 3.27 (1.96 to 5.47) for subjects 50 years or older. After inclusion of subjects with depressive complaints in our exposed group, the HR (95% CI) was 2.84 (1.83 to 4.41) with adjustment for age, sex, and socioeconomic status.
Crude and adjusted hazard ratios for PD (ICPC code N87)
Discussion.
In this study, we observed a positive association between depression and subsequent risk for PD, which was significant after adjustment for age, sex, and socioeconomic status. The results in subgroups based on sex and age at diagnosis of depression were consistent with this overall result. The estimated HR were in the order of magnitude of 3, which, in epidemiologic terms, indicates a quite large effect. Although we are not aware of other prospective studies on depression preceding PD, our results are supported by a number of case studies that have previously been published.8-11⇓⇓⇓
The subjects included in our study were a largely unselected group of persons because almost all people in the Netherlands are registered in a general practice. The population in the RNH, therefore, may be considered representative for the regional general population. To ensure the quality of the RNH database, instruction and training sessions are held for participating general practice as well as regional consensus groups and quality control interventions. In addition, an automated thesaurus and automated checking for erroneous or missing entries further increase the validity of the data.15 Reliability and completeness have been shown by comparisons between the RNH’s cancer data and the data of the regional cancer registry17 and between the RNH’s epilepsy data and the Maastricht Epilepsy Case Register.15
Misclassification of disease is not likely to have occurred in our study. Because PD does have serious implications for the patient’s quality of life, it is not expected that many patients with the disease remain undiagnosed. Furthermore, because a diagnosis of PD was made on clinical grounds, using the criteria of the ICHPPC-2 and in most cases by the neurologist, it is also unlikely that a patient was coded as having PD when this was, in fact, not the case. The ICHPPC-2 criteria for PD14 are comparable with the criteria of the UK Parkinson’s Disease Society Brain Bank18 for diagnosis of the parkinsonian syndrome. They include tremor, bradykinesia, and muscular rigidity but not postural instability. They also include most exclusion criteria (Step 2) as specific ICPC codes are used for patients with diseases that are used as exclusion criteria mentioned in the UK Parkinson’s Disease Society Brain Bank and only one code per disease can be used. The RNH procedure does not include the supportive criteria (Step 3), however.
We do not expect that detection bias might have influenced our results. If PD had been diagnosed more often in depressed subjects because of a potential higher consultancy frequency compared with nondepressed subjects, we would also have found positive results for other diseases. However, for investigated endpoints such as diabetes, epilepsy, MS, and stroke, we observed no associations. Furthermore, because the HR for PD was highly significant, the chance of a type 1 error is negligible. Also, detection bias is unlikely because data collection in the RNH is not specifically focused on either PD or depression.
Some readers may criticize the criteria used to diagnose depression. Depressive disorder was diagnosed according to the criteria of the ICHPPC-2,14 which are used in the RNH. The six criteria of this classification are largely comparable with the nine symptoms of a depressive episode as described in the Diagnostic and Statistical Manual of Mental Disorders, Fourth Revised Edition (DSM-IV) of the American Psychiatric Association.19 In the ICHPPC-2 criteria list, two symptoms of the DSM-IV classification are not included (reduced appetite and loss of energy/tiredness), while two other symptoms are combined to one item (slow mentation and decreased interest and activities). It has frequently been reported that not all depressions are recognized or diagnosed as such by the general practitioner.20-22⇓⇓ In an attempt to evaluate possible exposure misclassification, we performed a sensitivity analysis, adding subjects with depressive complaints (ICPC code P03) to our group of depressed subjects while they were consequently removed from our reference group. Risk estimates were essentially unchanged, indicating that our results are robust for such changes.
Assuming that the observed association is real, how can we explain this finding? As patients had no diagnosis of PD at the time their depression started, psychological mechanisms in the sense of dealing with illness seem unlikely to explain these findings. Therefore, we sought for a biologic explanation. In our view, the “serotonin hypothesis” for depression in PD may offer a plausible explanation for the increased incidence of PD in patients with prior depressive disorder. This hypothesis considers the lowered brain serotonin activity in patients with PD as a risk factor for depression.23,24⇓ Many studies have demonstrated lower serotonin activity in patients with PD, either as decreased 5-hydroxyindolacetic acid concentration in CSF or as degeneration of serotonergic nerve cells in postmortem neurochemical or autoradiographic studies.25-28⇓⇓⇓ As serotonin has an inhibitory function on dopamine release in the striatum, the reduction of serotonin activity is seen as a compensatory mechanism for the reduction in dopamine activity in PD.29,30⇓ At the same time, this compensatory reduction of serotonin activity increases the risk for depression.31 Thus, patients with PD may have a biologic vulnerability to depressive disorder that is specific for PD. As the reduced activity of serotonin already exists before the onset of motor symptoms, the risk for depression is also increased long before parkinsonian symptoms become apparent. It is possible that the increased incidence of PD in patients with a prior history of depression is a reflection of the presence of this biologic risk factor for depression in still symptom-free, preclinical stages of PD. Our findings may thus be explained by the specific over-representation of patients with preclinical PD among the patients with depressive disorder. The “serotonin hypothesis” also raises the conceptual issue of whether depression in this context should be seen as a separate disease entity or rather, because of its possible pathophysiologic association with neurotransmitter changes of preclinical PD, as an intrinsic symptom or first clinical manifestation of this disease.
Acknowledgments
Supported by the Netherlands Organisation for Scientific Research (grant no. 940-34-002).
Acknowledgment
The authors thank A. Kester (Department of Methodology and Statistics) for statistical advice, T. Seegers (Centre for Data and Information Management) for data management, and all general practitioners of the RNH for their continuous and careful registration.
- Received April 23, 2001.
- Accepted February 5, 2002.
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Letters: Rapid online correspondence
- Reply from Dr. van den Akker et al
- Marjan van den Akker, Maastricht University Hospital, Netherlandsmarjan.vandenakker@hag.unimaas.nl
- A. G. Schuurman, PhD, K. T.J.L. Ensinck, MSc, J. F.M. Metsemakers, MD PhD, J. A. Knottnerus, MD PhD, A. F.G. Leentjens, MD and F. Buntinx, MD PhD
Submitted July 08, 2002 - Depression as a risk factor for Parkinson's disease?
- Flemming M. Nilsson, MD, Research fellow, Depart. of Psychiatry, University Hospital of Copenhagen, Rigshospitalet, Copenhagen, Denmarkfmn@dadlnet.dk
- Lars V. Kessing
Submitted June 27, 2002
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