Intracranial capacity and brain volumes are associated with cognition in healthy elderly men
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Abstract
Background: Brain size and intracranial capacity are correlated with cognitive performance in young healthy adults, but data are lacking on these relationships in older healthy adults.
Objective: To test the hypotheses that intracranial capacity, volumes of specific brain regions, and a measure of the shared variance between brain regions are positively associated with cognitive function in a sample of healthy, unmedicated elderly men (n = 97; mean age 67.8, SD 1.3).
Methods: Individuals underwent MRI, with measurements of intracranial area and volumetric measurements of hippocampi, temporal lobes, and frontal lobes. Cognitive testing included measures of premorbid intelligence, fluid intelligence, verbal memory, visuospatial memory, verbal fluency, and attention and processing speed.
Results: Cognitive tests showed significant positive intercorrelations throughout, and regional brain volumes were also universally, significantly, and positively intercorrelated. Intracranial area and several regional brain volumes correlated with tests of premorbid and fluid intelligence and tests of visuospatial memory. Tests of verbal memory and verbal fluency did not correlate significantly with brain volumes. Structural equation modeling demonstrated that the relationships between specific cognitive tests and regional brain volumes could best be summarized by a significant positive relationship between a general brain size factor and a general cognitive factor, and not by associations between individual tests and particular brain regions.
Conclusions: In healthy elderly men, there are significant relationships between multiple cognitive tests and both intracranial capacity and regional brain volumes. These relationships may be largely due to longstanding associations between general cognitive ability and overall brain size.
In investigating possible neuroanatomic substrates of aging-related cognitive decline, MRI and cognitive function studies in elderly people focus predominantly on relationships between aging-related changes in specific brain regions and specific cognitive functions, such as hippocampal volume and declarative memory.1 However, cognitive ability differences are stable over several decades,2 and in young, healthy adults, brain size is associated with individual differences in cognitive function.3-5⇓⇓ Therefore, brain structure–cognitive function relationships observed in elderly people may be due not only to the effects of aging-associated atrophy but also to baseline differences in cognitive functioning.
Estimates of young adult brain size in elderly people can be derived from intracranial volume. The cranial vault is virtually fixed by the age of 7 years, and brain size closely approximates this until the sixth or seventh decades of life.6,7⇓ Intracranial volume is important in helping to estimate the degree of brain atrophy with aging. It is also of interest as a measure in itself, because if intracranial volume is associated with cognitive function in older people, this suggests that genetic and early life factors may be important in determining variations in cognitive function in late life.8,9⇓
Another important issue is that, in health, performance on diverse cognitive tests shows virtually universal positive correlations.10 Factor analysis can be used to derive a measure of the common variance among a set of cognitive tests; this general factor is often termed g.10,11⇓ Performance on a test of memory is thus influenced by g and test-specific variance.12 Because of the association between brain size and IQ in young adults, it may be that, in elderly people, relationships between regional brain volumes and certain tests are mediated partially by associations between overall brain volume and g.
This study tested the hypothesis that intracranial volume is positively associated with cognitive function in a sample of healthy elderly men. We also modeled the relationships among general and specific cognitive functions, particular brain regions, and a combined measure of brain volume.
Methods.
Subjects.
Subjects were 100 healthy, unmedicated male volunteers aged 65 to 70 years, recruited from the community. Volunteers with significant illness, as determined from clinical history and comprehensive blood sampling, were excluded. The study protocol was approved by the Lothian Health Ethics Committee.
Cognitive testing.
We used Raven’s Standard Progressive Matrices,13 the Logical Memory (immediate and delayed) subtest of the Wechsler Memory Scale,14 Rey Auditory-Verbal Learning Test (AVLT),15 the Visual Reproduction (immediate and delayed) subtest of the Wechsler Memory Scale,14 the Benton Visual Retention Test (BVRT),16 the Controlled Word Association Test,15 the Digit-Symbol Substitution Test from the Wechsler Adult Intelligence Scale,17 and the National Adult Reading Test.18
MRI.
Brain imaging was performed in an Elscint Prestige MR scanner operating at 1.9 T. Structural image acquisition followed a three-view localizer and consisted of a coronal T1-weighted three-dimensional gradient-echo sequence covering the entire brain and skull (echo time = 9.254, repetition time = 28.5, tip angle = 25°, slice thickness = 1.5 mm [no interslice gap], 18-cm field of view, matrix = 180 × 180).
Image analysis.
Image analysis was carried out on Sun workstations using Analyze software (Mayo Clinic, Rochester, MN). An intensity threshold separating the brain from the meninges was imposed for semiautomated analysis. Hippocampal formation was defined as subiculum, hippocampus proper, and dentate gyrus with the alveus and fimbria. The hippocampus was measured bilaterally using manual tracing from the first slice in which it appeared until the full extent of the crus fornicis appeared. In the posterior head of the hippocampus, an arbitrary judgment of the boundary between the hippocampus and the amygdala was made from the position of the temporal horn and the alveus or by comparing a slice with subsequent slices in which the division was more obvious.19,20⇓ A line was drawn at the angle between the superior and medial surfaces of the parahippocampal gyrus21 to separate the subiculum from the parahippocampal gyrus. Intrarater error was 4 ± 0.03% for left and 4 ± 0.04% for right hippocampus volumes, within limits identified in previous studies.22,23⇓ The prefrontal lobe was measured from the slice in which the frontal pole could be distinguished from the meninges. Measurements were made using automated methods with manual tracing to separate the lobes through the interhemispheric fissure. The last slice was that before the appearance of the genu of the corpus callosum. The anterior part of the temporal lobe was measured semiautomatically. Subsequently, a line was drawn manually along the lateral fissure to the Sylvian point and then diagonally to the superior-most point of the amygdalohippocampal complex and along the superior boundary of this structure. The last slice of the temporal lobe was the same as for the hippocampus. The intracranial area was measured in the midline sagittal slice of the sagittal localizer by manually tracing round the inner table of the cranial vault, along the superior surface of the floor of the frontal fossa, and across the pituitary fossa to the dorsum sella. Tracing continued down the posterior surface of the clivus and completed by a line joining the anterior and posterior rims of the foramen magnum (figure 1).
Figure 1. Intracranial area.
Statistical analysis.
Cognitive test scores were correlated with each other and with MRI data (including brain volumes, unadjusted and adjusted for intracranial area, created by saving residuals from a linear regression using Pearson correlation coefficient). Data reduction was performed using principal components analysis. To test competing models of the association between brain volumes and cognitive functions, we used structural equation modeling (see Deary, 199324 for an example) with the EQS program.25,26⇓
Results.
Correlations.
Of the 100 participants scanned, three were excluded when unexpected pathology was discovered: two because of congenital arachnoid cysts, and one because of a pituitary adenoma. For the correlational analyses, n = 97 for all comparisons except Raven’s Matrices (n = 95), from which two subjects were excluded because of incorrect completion of the answer sheets, Logical Memory (n = 96), for which one subject’s score was invalid in this test because of interruption of the testing session, and Visual Reproduction (n = 96), for which a further subject also had a test session interrupted. All subjects were aged between 65 and 70 years, with a mean age of 67.8 years at the time of cognitive testing. Controlling for age did not affect any of the results presented here.
The means and standard deviations for the cognitive tests are shown in table 1. Cognitive tests showed significant, positive intercorrelations throughout (table 2). Correlations were higher between tests thought to test the same specific abilities (e.g., Visual Reproduction and the BVRT) than between those testing different abilities. However, correlations were significant and positive for all the tests (r = 0.26 to 0.65). The descriptive statistics for the regional brain volumes and intracranial area are presented in table 3. Regional brain volumes were correlated significantly and positively, with right and left sides of the same region more strongly correlated than different regions. Intracranial area was significantly associated with all the brain regions measured (table 4).
Table 1 Means and standard deviations for cognitive tests
Table 2 Correlations among cognitive test scores
Table 3 Descriptive statistics for regional brain volumes and intracranial area
Table 4 Correlations among brain volumes and intracranial area
Table 5 shows the correlation matrix between the cognitive tests and regional brain volumes and intracranial area. This shows that standard intelligence tests, including the National Adult Reading Test, the Digit-Symbol Substitution Test, and Raven’s Matrices, and tests of visuospatial memory were significantly and positively correlated with several brain region volumes. By contrast, tests of verbal memory and verbal fluency did not correlate significantly with any brain volumes. When brain volumes were adjusted for intracranial area, only the correlation between right temporal lobe volume and visual reproduction remained significant.
Table 5 Correlations among regional brain volumes, intracranial area, and cognitive tests
Data reduction.
Because of the large amount of shared variance throughout the different brain regions and across different cognitive domains, we subjected these variables to data reduction. Principal components analysis of the right and left hippocampi, temporal lobes, and frontal lobes revealed that the first unrotated component accounted for 59% of the total variance (n = 97). Thus, individual differences in these specific brain areas reflect, to a large degree, differences in overall brain size. Principal components analysis was performed on the following cognitive tests: verbal fluency, Digit-Symbol Substitution Test, AVLT, BVRT, Logical Memory, Visual Reproduction, and Raven’s Matrices (n = 95). The first unrotated component accounted for 50% of the total variance, which represents the typical amount of test covariance accounted for by the general cognitive factor.
Structural equation modeling.
The model applied to the current data is illustrated in figure 2. The arrows represent the relationships between the measured variables and the derived latent traits and also between the two latent traits. Numbers beside arrows that connect variables are parameter weights estimated by the EQS program: squaring them indicates the variance shared by adjacent variables. Because of the high correlations between volume measurements from the right and left sides, these were reduced (via summed standardized scores) to a single value for each brain region. The three brain region volumes were hypothesized to load on a general brain volume latent trait. The eight cognitive test variables were hypothesized to load on a single general cognitive latent trait. The correlation between these two latent traits was estimated as a free parameter in the model. After this correlation was estimated, we tested the hypotheses that there were additional, significant associations between specific brain regions and cognitive functions. Ninety-three subjects had complete data for the cognitive tests and MRI variables shown in figure 2. The statistical “fit” of the model in figure 2 is described first, and then the meaning of the model is explained.
Figure 2. Structural equation model of the relationships among individual brain region volumes, the general brain size factor, and the individual cognitive tests and the general cognitive factor. NART = National Adult Reading Test; RSPM = Raven’s Standard Progressive Matrices; DSST = Digit-Symbol Substitution Test; BVRT = Benton Visual Retention Test; VR = Visual Reproduction; AVLT = Rey Auditory-Verbal Learning Test; LM = Logical Memory; VF = verbal fluency. All relationships are at p < 0.05.
There are several different indications of fit adequacy in EQS. The average of the off-diagonal standardized residuals was 0.047, indicating that most of the covariance was accounted for by the model. The largest two residuals were between temporal lobe volume and AVLT and Logical Memory scores and were negative in direction. The χ2 for the model was 35.6 (df = 41, p = 0.71). Nonsignificant χ2 values indicate good fit. EQS gives three fit indices that have values between 0 and 1, with values >0.9 indicating good fit. For the model in figure 2, these were as follows: Bentler-Bonett normal fit index = 0.91; Bentler-Bonett nonnormal fit index = 1; and comparative fit index = 1.0. All indicate a well-fitting model. All of the pathways in the model are significant and the Wald test indicated that no pathways in the model should be dropped. In summary, the model in figure 2 has comprehensively good fit indices.
The well-fitting model in figure 2 shows that individual variation in the three brain areas substantially derives from overall brain size, here derived as a latent trait.
The covariance among the cognitive tests is successfully captured by hypothesizing that this derives substantially but not wholly from a general cognitive latent trait. These two latent traits (“overall brain size” and “general cognitive function”) correlate 0.42. Note that two verbal tests (National Adult Reading Test and verbal fluency) and two verbal memory tests (AVLT and Logical Memory) have correlated residuals. This reflects the similarity of the two pairs of tests, which are indicators of “group factors” of ability. Group factors are domains of mental ability that are more specific than the general factor. The Lagrange Multiplier Test showed that there were no additional significant paths between specific cognitive tests and brain size or between specific brain region volumes and the general cognitive factor.
Discussion.
Our main findings are that in our sample of 97 healthy men aged 65 to 70 years, intracranial area correlated positively with tests of general intelligence and visuospatial memory. We also found positive correlations between these tests and several regional brain volumes. When regional brain volumes were adjusted for intracranial area, there were virtually no significant correlations between brain volumes and cognitive tests.
We found significant positive correlations among all the cognitive tests, suggesting much shared variance among the tests. This was confirmed by principal components analysis, in which the first unrotated component accounted for 50% of the total variance. Thus our findings replicate the vast majority of previous studies that have examined correlations in performance on diverse cognitive tests.10
A key finding in this study is the set of significant positive correlations between several cognitive tests and intracranial area. In studies of cognitive aging that use structural brain imaging, brain volumes are often adjusted for a measure of head size. However, our findings indicate that our measure of head size, intracranial area, may itself be of importance. In fact, in this relatively large dataset, adjusting for intracranial area removed virtually all of the associations. These findings have implications for research into brain structure–cognitive function relations, particularly in the field of mild cognitive impairment, in which deficits in cognitive function and changes in the brain are subtle. Many studies report an association between hippocampal size and deficits in declarative memory in mild cognitive impairment and in AD,27 but using sensitive tests and detailed imaging in a large sample of healthy elderly men we did not demonstrate such an association. This concurs with a recent study that found a negative association between hippocampal volume and performance on a delayed memory task in 75 women aged 18 to 30 years.28 Although there is often severe hippocampal atrophy in frank AD that is associated with deficits in declarative memory,29 our study suggests that specific changes in hippocampal volume may only become an important variable in the presence of pathology.
Smaller head size has been linked with lower cognitive ability in a large sample of nondemented elderly adults30 and may also be a risk factor for AD.31 These findings have been advanced in the context of the “cognitive reserve hypothesis,” which proposes that individuals with larger brains can sustain relatively more damage from a pathologic process before developing the overt symptoms of dementia (however, some studies have failed to show this, e.g., Jenkins et al.32). However, there are other possible explanations. For example, it is well established that low birth weight is linked with the insulin resistance syndrome,33 and hyperinsulinemia is a risk factor for cognitive impairment in later life.34 Small head size clusters with low birth weight, and therefore associations between head size and cognitive function in late life may be partially mediated by metabolic factors. Indeed, small head circumference at birth has been shown to associate with an increased risk of cardiovascular mortality at age 65 years,35 suggesting that other vascular disease (i.e., cerebrovascular) may also cluster with small head size as determined by early life events.
Using structural equation modeling to best describe the underlying relationships among the cognitive tests and brain volumes, we found that the best-fitting model suggested that the relationship between overall cognitive ability and a common factor representing hippocampi, temporal lobes, and frontal lobes best accounts for the data. Relationships between performance on specific cognitive tests and specific brain regions are best accounted for by these variables’ respective contributions to the general cognitive and brain volume factors. In summary, in terms of brain volumes, the main association was between overall brain size and general cognitive ability.
There are certain methodologic limitations of the study. We did not measure whole brain, parietal, occipital, or cerebellar volumes, and specific associations between these regions and cognitive tests cannot be ruled out. The positive relationship between the general brain size factor and the general cognitive factor found in this relatively narrow, healthy sample may not be reproducible in randomly selected population samples, in which other patterns of relationships among brain and cognitive variables might be found to exist. The sample included only men, and thus the findings cannot be confidently generalized to women. The sample can be described as “young-elderly” and was selected for good health; thus any effects of aging on cognitive function and on brain volumes are likely to be slight. Our findings may have more in common with studies examining younger populations. However, it is possible some subjects were in subclinical stages of dementia, which could affect both brain volumes and cognitive function. Only a prospective study commencing in midlife or earlier could examine this question adequately.
Our findings have implications for studies using brain imaging to understand the increasing variations in cognitive function with aging. This study suggests that brain size and cognitive function at baseline, i.e., in young adulthood, may exert an important influence on the relationships observed.
Acknowledgments
Supported by a Medical Research Fellowship and a Project Grant from the Scottish Hospital Endowments Research Trust, and a Research Development Grant from the Scottish Higher Education Funding Council. The brain imaging work was performed in the Scottish Higher Education Funding Council Brain Imaging Research Centre for Scotland.
Acknowledgment
The authors thank Ian Marshall, Evelyn Cowie, Annette Blane, and Jim Cannon for technical support.
- Received October 10, 2000.
- Accepted March 22, 2002.
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