Hematoma growth is a determinant of mortality and poor outcome after intracerebral hemorrhage
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Abstract
Background: Although volume of intracerebral hemorrhage (ICH) is a predictor of mortality, it is unknown whether subsequent hematoma growth further increases the risk of death or poor functional outcome.
Methods: To determine if hematoma growth independently predicts poor outcome, the authors performed an individual meta-analysis of patients with spontaneous ICH who had CT within 3 hours of onset and 24-hour follow-up. Placebo patients were pooled from three trials investigating dosing, safety, and efficacy of rFVIIa (n = 115), and 103 patients from the Cincinnati study (total 218). Other baseline factors included age, gender, blood glucose, blood pressure, Glasgow Coma Score (GCS), intraventricular hemorrhage (IVH), and location.
Results: Overall, 72.9% of patients exhibited some degree of hematoma growth. Percentage hematoma growth (hazard ratio [HR] 1.05 per 10% increase [95% CI: 1.03, 1.08; p < 0.0001]), initial ICH volume (HR 1.01 per mL [95% CI: 1.00, 1.02; p = 0.003]), GCS (HR 0.88 [95% CI: 0.81, 0.96; p = 0.003]), and IVH (HR 2.23 [95% CI: 1.25, 3.98; p = 0.007]) were all associated with increased mortality. Percentage growth (cumulative OR 0.84 [95% CI: 0.75, 0.92; p < 0.0001]), initial ICH volume (cumulative OR 0.94 [95% CI: 0.91, 0.97; p < 0.0001]), GCS (cumulative OR 1.46 [95% CI: 1.21, 1.82; p < 0.0001]), and age (cumulative OR 0.95 [95% CI: 0.92, 0.98; p = 0.0009]) predicted outcome modified Rankin Scale. Gender, location, blood glucose, and blood pressure did not predict outcomes.
Conclusions: Hematoma growth is an independent determinant of both mortality and functional outcome after intracerebral hemorrhage. Attenuation of growth is an important therapeutic strategy.
Intracerebral hemorrhage (ICH) is associated with a substantially worse prognosis than ischemic stroke, with a mortality rate approaching 50% and little effective treatment.1 Early surgery for supratentorial ICH was not beneficial in a large recent trial of over 1,000 patients.2 In contrast, improved outcomes using recombinant activated Factor VII (rFVIIa) indicate the potential of a medical therapy for patients treated within the first 4 hours of the onset of ICH.3
The rationale for rFVIIa was based on new insights into the pathophysiology of ICH. First, the volume of ICH, together with conscious state, were both recognized as critical prognostic determinants.4 Second, ICH is not a static phenomenon. It was erroneously believed that the volume of a cerebral hematoma was usually maximal at onset, then contained by hydrostatic forces and elevated intracranial pressure.5 This contrasted with understanding of the evolving pathophysiology in ischemic stroke, where the infarct core typically expands due to progressive failure of perfusion in the ischemic penumbra. This insight led to introduction of thrombolytic therapy.6
Although studies in ICH have not confirmed an ischemic penumbra,7 a significant proportion of patients demonstrate hematoma expansion. This was first shown in retrospective studies,8,9 and then confirmed prospectively in the Cincinnati study, which showed that 38% of cases exhibited significant growth, defined as >33% volume increase, over 24 hours.10 This finding demonstrated that, like ischemic stroke, ICH is a dynamic process where the treatment goal is limitation of stroke volume.11
Established prognostic factors in ICH include baseline hematoma volume, age, conscious state, infratentorial location, and intraventricular hemorrhage (IVH),12 but previous reports have studied patients at heterogeneous times from onset, most have been retrospective, and it is unknown whether subsequent hematoma growth is an independent predictor of mortality and poor functional outcomes.
The imaging paradigm in the Cincinnati study was the basis for the three studies testing safety, dosage, and efficacy using rFVIIa. All involved CT within 3 hours of onset of ICH, with repeat imaging approximately 24 hours later to measure expansion.3,13 By pooling these patients, we tested the hypothesis that hematoma growth is associated with increased mortality and poor functional outcomes, independent of baseline ICH volume and other established clinical factors. If hematoma growth is an independent determinant, it should be used in clinical decision-making and evaluated in studies of acute interventions, such as blood pressure reduction and other pharmacologic therapies.
Methods.
Patients.
We performed a pooled individual patient meta-analysis using data from 218 patients who did not receive hemostatic therapy and who were all studied at similar times in the acute stage of ICH, with CT scanning and clinical measures. These included 115 patients treated with placebo, enrolled in one of three trials investigating the safety, dosage, and proof-of-concept of rFVIIa (two dose escalation trials, F7ICH-138913 and F7ICH-207342; and one dose-finding trial assessing hematoma growth and clinical efficacy, F7ICH-13713), together with the 103 untreated patients in the Cincinnati study.10
Patients were eligible for inclusion if they had spontaneous ICH documented by CT scanning within 3 hours of symptom onset and were aged over 18 years. In the rFVIIa studies, patients with deep coma (Glasgow Coma Score [GCS] 3–5); planned surgical evacuation; ICH secondary to aneurysm, arteriovenous malformation, trauma, tumor, infarction, or cerebral venous thrombosis; anticoagulant use, coagulopathy, or thrombocytopenia; history of thrombotic, hypercoagulable, ischemic stroke, or coronary artery disease; acute sepsis or crush injury; pregnancy; known malignant disease or alcohol abuse; or prior disability (baseline modified Rankin Scale [mRS] >2) were excluded. Exclusion criteria for the Cincinnati study were similar, and included ruptured aneurysm, arteriovenous malformation, trauma, tumor, or use of anticoagulants. However, depressed level of consciousness was not an exclusion criterion in the Cincinnati Study.
Determination of ICH volume.
In all studies, a baseline non-contrast CT scan of the head was performed within 3 hours of stroke onset. Further scans were performed at 1 hour and 20 hours later in the Cincinnati study. Repeat CT scans were performed at 1 hour and at 24 hours after study treatment in the pilot dose-ranging rFVIIa studies and only at 24 hours in the proof-of-concept study. In the rFVIIa trials, study drug/placebo was administered within 1 hour of the baseline CT. For this meta-analysis, only the initial CT and the 24-hour scans were used to test the hypotheses. The 24-hour CT scans were regarded as missing if the patient died or if a surgical evacuation of the hematoma was performed within 24 hours, or if a 24-hour scan was not available for other reasons. These scans were replaced by the latest available post baseline, preoperative scan (last observation carried forward [LOCF]). In the rFVIIa studies, ICH volumes were calculated in random order by two independent neuroradiologists, using digital multi-slice planimetric techniques, blinded to clinical data, study center, treatment assignment, date, and time of the scans.43 In the Cincinnati study, regions of ICH and IVH were identified by the study neuroradiologists and analyzed as previously described.10 They were also blinded to clinical data, but not to date and time of the scans.
Clinical assessments.
Assessment of conscious state was performed in all four studies using the GCS. Assessments were performed at admission and at 1 and 20 hours after the baseline CT scan in the Cincinnati study, and at 1 and 24 hours post-dosing in the rFVIIa studies. Only the baseline GCS values were used in this analysis to test the hypothesis that baseline GCS would independently predict outcome. Functional status was assessed using the mRS14 (in which 0 indicates full recovery and 6 indicates death) and the Barthel Index15 (BI – in which 100 indicates independence in activities of basic living and 0 indicates that the patient is bedridden and completely dependent). These assessments were performed on day 7 and at weeks 4 to 6 in the Cincinnati study, and at day 15 (or at discharge if earlier) and day 90 in the rFVIIa studies. For all clinical endpoints, assessments were based on the scores at the end of the study period (day 90 in the case of rFVIIa studies, and week 4 to 6 for the Cincinnati cohort). Thus, for the Cincinnati cohort, the missing data at day 90 were imputed, using the LOCF method.
Statistical analyses.
Analyses were performed on the pooled individual patient data using the following factors as covariates: baseline ICH volume, percentage and absolute change in ICH volume from baseline to 24 hours, percentage of patients who exhibited any growth, age, gender, baseline GCS, baseline blood glucose concentration, baseline blood pressure (systolic, diastolic, and mean), presence of IVH at baseline (present or absent), location of ICH (supratentorial [lobar, deep–basal ganglia, thalamus], infratentorial [cerebellar, brainstem]), and clinical study (rFVIIa or Cincinnati). The relationship between these factors and mortality was assessed using a Cox-regression model stratified by trial; a logistic proportional odds model was used for analysis of these factors with respect to mRS and BI. The mRS scores 4 to 6 were pooled in the analysis, so as to include deaths and poor functional outcomes.3 The BI was trichotomized into independence 95–100, assisted independence 60–90, and poor outcome (dependent or dead) 0–55.16 Finally, the proportions of patients with any degree of hematoma growth and significant growth (>33%) were measured for each trial.
Results.
Baseline demographic statistics, lesion volumes, and growth.
For baseline demographic statistics, lesion volumes, and growth, see tables 1 and 2.
Table 1 Demographic characteristics and baseline data
Table 2 Lesion volume measurements
In the rFVIIa trial patients, the LOCF method was used for 12 missing 24-hour CT scans (3 deaths, 2 hematoma evacuations, 7 for other reasons). In the Cincinnati study, the LOCF method was used for 21 missing scans (6 deaths, 10 hematoma evacuations, 5 for other reasons). The mean baseline ICH volume was very similar in the pooled rFVIIa (24.4 mL) and Cincinnati cohorts (26.2 mL). Other baseline characteristics were also similar, including age, proportions of patients with IVH, location of ICH, and glucose levels. Osmotic treatment with mannitol was used in 17% of patients within 24 hours in the rFVIIa trials and 22% of patients in the Cincinnati study. Patients in the Cincinnati study had a somewhat lower GCS at baseline (11.2) than the rFVIIa trials (13.2) and earlier initial CT scan than the rFVIIa patients, on average 23 minutes. Both mean absolute and percentage hematoma growth over 24 hours were similar in the rFVIIa (7.4 mL, 38.4%) and Cincinnati patients (6.3 mL, 44.5%). The proportions of patients who exhibited any growth were also similar (rFVIIa trials 73.9%, Cincinnati 71.8%). Significant growth (>33% volume increase) occurred in 35% of the Cincinnati cohort and 28% of the rFVIIa trial patients.
Clinical outcomes.
Clinical outcomes are shown in table 3.
Table 3 Clinical outcomes
The overall mortality rate was somewhat higher in the Cincinnati study10 (39.8%) than the rFVIIa trials (26.1%). For the rFVIIa studies, the mean outcome mRS was 4.0 at day 90. The mean outcome mRS in the Cincinnati study was 4.4, measured earlier, at 4 to 6 weeks, rather than at 90 days. Results for the outcome BI were similar in the two larger studies, despite the different times for outcome assessment.
Relationship between ICH volumes, hematoma growth, location, and mortality.
The relationship between ICH volumes, hematoma growth, location, and mortality is shown in table 4.
Table 4 Relationship between ICH volume and clinical outcome
Cox regression analysis demonstrated that the risk of mortality was significantly related to baseline ICH volume and percentage change in ICH growth at 24 hours. The hazard ratios (HR) were 1.01 (95% CI: 1.00, 1.02; p = 0.003) and 1.05 (95% CI: 1.03, 1.08; p < 0.0001), indicating that for each mL increase in baseline volume, the HR increased by 1% and for each 10% increase in ICH growth, the hazard rate of dying increased by 5%. The other factor showing an effect on mortality was the baseline GCS (HR 0.88 [95% CI: 0.81, 0.96; p = 0.003]), indicating that better conscious state at baseline was associated with a lower risk of death. The presence of IVH at baseline predicted a more than twofold increase in risk of death (HR 2.23; 95% CI: 1.25, 3.98; p = 0.007). Hemorrhage location (lobar, deep supratentorial, infratentorial) did not predict mortality. Modeling absolute growth, female gender was associated with reduced hazard of death, HR 0.57 (95% CI: 0.34, 0.97; p = 0.036).
Relationship between ICH volumes, hematoma growth, and functional outcomes.
For a description of the relationship between ICH volumes, hematoma growth, and functional outcomes, see table 4.
The proportional odds model assumption was evaluated by the Score test, where a large p value indicates good model fit. The p values were 0.92 and 0.99 for the modeling of mRS and BI, verifying the use of the model. According to the logistic proportional odds model analysis, baseline ICH volume (cumulative OR 0.94 [95% CI: 0.91, 0.97; p < 0.0001]) and percentage change in ICH growth at 24 hours (cumulative OR 0.84 [95% CI: 0.75, 0.92; p < 0.0001]) influenced functional status, measured as outcome on the mRS. For each mL increase in baseline ICH volume and for each 10% increase in ICH growth, patients were 6% and 16% more likely to increase 1 point on the outcome mRS. The baseline GCS (cumulative OR 1.46 [95% CI: 1.21, 1.82; p < 0.0001]) and age (0.95 [95% CI: 0.92, 0.98; p = 0.0009]) also influenced the outcome mRS, indicating that worse conscious state and advancing age predicted worse functional outcome.
Analysis of BI scores using a logistic proportional odds model similarly showed that baseline ICH volume (cumulative OR 0.94 [95% CI: 0.90, 0.96, p < 0.0001]) and growth (cumulative OR 0.82 [95% CI: 0.74, 0.90, p < 0.0001]) were associated with worse outcomes. For each 10% increase in ICH growth, patients were 18% more likely to worsen from independence to assisted independence or from assisted independence to poor outcome. Absolute increase in ICH volume also predicted the outcome BI (cumulative OR 0.93 [95% CI: 0.88, 0.96, p < 0.0001]). For each 1 mL increase in absolute ICH volume, patients were 7% more likely to worsen from independence to assisted independence, or from assisted independence to poor outcome. Age (cumulative OR, 0.94 [95% CI: 0.91, 0.97, p ≤ 0.0001]) and low baseline GCS were also associated with a worse outcome (cumulative OR 1.51 [95% CI: 1.26, 1.88, p < 0.0001]).
Although predictive of mortality, baseline IVH did not predict functional outcome (mRS or BI). Other clinical parameters (female gender, baseline glucose levels, baseline blood pressure measurements), ICH location, as well as study (rFVIIa trials or Cincinnati study) were not predictive.
Discussion.
This pooled individual patient meta-analysis, involving 218 acute patients studied prospectively with a similar CT imaging protocol and outcome measures, has demonstrated that hematoma growth is a crucial, independent determinant of both mortality and functional outcome after ICH. Hematoma growth is very common in acute ICH, any degree of growth being seen in 73% of patients in this pooled analysis. For each 10% increase in hematoma growth, there was a 5% increased hazard of death, a 16% greater likelihood of worsening by 1 point on the mRS, or 18% of moving from independence to assisted independence or from assisted independence to poor outcome on the BI. The study has confirmed that other critical determinants of outcome include initial volume, IVH, and clinical factors (age, baseline conscious state). Other factors identified in previous studies, such as initial blood glucose, blood pressure, and infratentorial hemorrhage, were not significant.
Early hematoma growth was initially observed in case series of ICH, without coagulopathy, and correlated with clinical deterioration.17,18 Growth and larger ICH volumes predicted worsening, rather than clinical indicators.19 Larger retrospective Japanese studies8,20 indicated that a minority of patients with ICH exhibited hematoma growth, which predicted poor outcome. However, these studies were limited by considerable variations in imaging protocols and definitions of growth. In one study8 hematoma expansion occurred in 14% of cases studied by CT within 24 hours of onset, repeated 24 hours later. While this retrospective study suggested that growth predicted increased mortality, baseline ICH volume was not included. In contrast, another group9 reported hematoma growth in only 2% of ICH patients.
The Cincinnati study was the only prospective study of hematoma growth, prior to the rFVIIa studies.10 Significant growth was seen in 38% of patients, with two thirds evident within 1 hour after the first scan. Growth was associated with early neurologic deterioration, but a trend to higher mortality and poor functional outcomes was not significant. Hemorrhage growth probably reflects continued bleeding or rebleeding. Extravasation of angiographic contrast medium has been demonstrated in hypertensive ICH21,22 and correlated with hematoma expansion23 and poor outcome.24
In the Japanese studies, predictors of growth included earlier time from onset, irregularly shaped hematoma, liver dysfunction, alcohol consumption, coagulation abnormalities, and depressed conscious state.8,20 In contrast, the Cincinnati study found that baseline ICH volume, GCS, time from onset to baseline CT, blood pressure, age, vascular risk factors, and coagulation factors were not predictors of growth.10 Hematoma growth has been associated with elevated blood pressure,25,26 suggesting that blood pressure lowering might attenuate this phenomenon. Warfarin therapy has also been associated with hematoma growth.27 Recently, it was reported that molecular signatures of vascular injury and inflammatory markers in acute ICH (IL-6, TNF-α, MMP-9, and c-Fn) are associated with hematoma enlargement and poor outcomes.28
We found that for each 1 mL increase in baseline ICH volume, the hazard ratio of dying increased by 1% and survivors were 6% more likely to worsen by 1 point on the outcome mRS. A number of studies have shown the importance of baseline ICH volume in the prediction of mortality and functional outcome.12,29,30 A baseline hematoma volume of more than 30 mL is highly predictive of a poor functional outcome.4 For patients with an ICH volume of 60 cm3 or greater on the initial CT scan and a GCS of 8 or less, there is a 30-day mortality of 91%.4 Various ICH scores have been developed to facilitate more precise prognosis. One of these incorporated GCS, age (≥80 years), infratentorial location, ICH volume, and presence of IVH.12 These clinical scores are useful in assessing ICH prognosis at baseline, but our study was designed to assess whether early hematoma growth further worsened outcome.
We found that age, baseline conscious state, and IVH were also independent contributors to prognosis, taking into account initial ICH volume and subsequent hematoma growth. Infratentorial location of ICH has been associated with a worse prognosis, particularly brainstem hemorrhage.12,31 Some studies have indicated that patients with lobar ICH have a better outcome.32,33 Although we did not find a statistically significant relationship between ICH location and outcome, our analysis was limited by the very small proportion of patients with infratentorial hemorrhage (7.3%). An increased mortality rate in these patients did not achieve statistical significance, likely because of the small sample size (see table 4). IVH is a well-recognized adverse prognostic factor.12,34 This study showed that IVH doubled the risk of death.
Other clinical prognostic factors in various studies have included hyperglycemia35,36 and gender.8,37 Hyperglycemia is an important prognostic determinant in ischemic stroke, where it is associated with increased lesion lactate, impaired salvage of the ischemic penumbra, and worse outcomes.38,39 There have been fewer studies in ICH, but recent reports have concluded that there is a similar adverse relationship.35,36 However, unlike ischemic stroke, hyperglycemia in ICH is probably not independent of stroke severity and may reflect a stress response.36 Therefore, by correcting for ICH volume and the GCS, hyperglycemia may not have been significant in our study. Previous studies have reached different conclusions concerning gender and outcome.33,37 Modeling percentage growth, gender was not predictive of mortality or functional outcome after ICH. However, modeling absolute growth, female gender was associated with reduced hazard of death. Baseline hypertension has been linked to worse outcome after ICH40,41 and also as an independent contributor to hematoma growth.20,26 We did not show an independent effect of initial blood pressure on outcomes.
Despite some methodologic differences between the Cincinnati and rFVIIa studies, we considered that the pooled meta-analysis was appropriate to assess the influence of hematoma growth in the context of baseline prognostic factors. Baseline ages, ICH volumes, and proportions with IVH and glucose levels were comparable in the two larger studies. A sub-3 hour CT scan with repeat imaging approximately 24 hours later was the common protocol. Absolute and percentage hematoma growth were similar in the Cincinnati study and the rFVIIa trials.
The major methodologic difference between the studies was the timing of the clinical endpoints. Mortality, mRS, and the BI were calculated at 4 to 6 weeks in the Cincinnati study and at 90 days in the rFVIIa studies. Interestingly, mortality was higher in the Cincinnati study (39.8%) than the rFVIIa studies (26.1%) despite the earlier timing of the endpoints, yet the studies had similar baseline demographic data, ICH volumes, and growth. However, patients in the Cincinnati study had a worse conscious state at baseline (GCS 11.2 compared with 13.2 in the rFVIIa trials) due to exclusion of patients in deep coma from the rFVIIa trials. This higher mortality may have also reflected the difference in comorbidity factors between the community-based cohort and the highly screened trial patients (which also excluded those with previous myocardial infarction and ischemic stroke). The trial type (Cincinnati vs rFVIIa) was considered when constructing the proportional odds model and was not a significant predictor. Furthermore, subanalyses of each trial yielded similar results, supporting the validity of our approach in pooling the individual patient data.
There is renewed interest in acute therapy for ICH with the evidence that rFVIIa attenuated hematoma growth and that this biologic effect was associated with reduced mortality and enhanced functional outcomes in survivors.3 Other interventions currently under investigation include blood pressure reduction and neuroprotective compounds.16 These acute ICH trials will need to take into account the effects of any intervention on hematoma growth, as well as controlling for the other critical determinants of outcome. Finally, this study has emphasized the importance of hematoma growth as a therapeutic target in both clinical practice and research.
Note added in proof.
Mayer et al.42 and Zimmerman et al.43 were accepted after this article was accepted for publication.
Acknowledgment
The authors thank Brett Skolnick, PhD, for valuable advice.
Footnotes
-
Disclosure: Stephen Davis, Joseph Broderick, Michael Diringer, Stephan Mayer, and Thorsten Steiner receive research support, consulting fees, and speaking honoraria from Novo Nordisk. Nikolai Brun is an employee of Novo Nordisk and has equity in excess of $10,000. Kamilla Begtrup is an employee of Novo Nordisk and has equity less than $10,000.
Received October 4, 2005. Accepted in final form January 10, 2006.
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Letters: Rapid online correspondence
- Hematoma growth is a determinant of mortality and poor outcome after intracerebral hemorrhage
- Gregory Y Chang, University of California at Irvine, Dept of Neurology, Bldg 55, Rm 121 101 The City Drive, South Orange, CA 92868gychang@operamail.com
Submitted July 20, 2006 - Reply from the Authors
- Stephen M Davis, Royal Melbourne Hospital and University of Melbourne, Department of Neurology, Grattan St, Parkville, Victoria, Australia 3050stephen.davis@mh.org.au
- Stephen M Davis, Joseph Broderick, Michael Hennerici, Nikolai C Brun, Michael N Diringer,Stephan A Mayer, Kamilla Begtrup, Thorsten Steiner
Submitted July 13, 2006
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