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February 25, 2014; 82 (8) Views & Reviews

Confidentiality in preclinical Alzheimer disease studies

When research and medical records meet

Jalayne J. Arias, Jason Karlawish
First published January 29, 2014, DOI: https://doi.org/10.1212/WNL.0000000000000153
Jalayne J. Arias
From the Cleveland Clinic (J.J.A.), Center for Ethics, Humanities, and Spiritual Care, Department of Bioethics, Cleveland, OH; and University of Pennsylvania (J.K.), Perelman School of Medicine, Departments of Medicine and Medical Ethics and Health Policy, Alzheimer’s Disease Core Center, Penn Neurodegenerative Disease Ethics and Policy Program, Philadelphia, PA.
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Jason Karlawish
From the Cleveland Clinic (J.J.A.), Center for Ethics, Humanities, and Spiritual Care, Department of Bioethics, Cleveland, OH; and University of Pennsylvania (J.K.), Perelman School of Medicine, Departments of Medicine and Medical Ethics and Health Policy, Alzheimer’s Disease Core Center, Penn Neurodegenerative Disease Ethics and Policy Program, Philadelphia, PA.
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Confidentiality in preclinical Alzheimer disease studies
When research and medical records meet
Jalayne J. Arias, Jason Karlawish
Neurology Feb 2014, 82 (8) 725-729; DOI: 10.1212/WNL.0000000000000153

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Abstract

Clinical trials to advance the diagnosis and treatment of Alzheimer disease (AD) may expose research subjects to discrimination risks. An individual enrolled in a research study that uses positive test results from amyloid PET imaging or CSF measures of β-amyloid 42 as inclusion criteria has biomarkers indicative of AD pathology. If insurers and employers learn this information, it could expose subjects to discrimination. Unfortunately, current legal and regulatory mechanisms are not sufficient to protect against harms that have significant consequences for subjects. Existing law that prohibits employment and insurance discrimination based on genetic status does not apply to amyloid biomarkers or any other biomarkers for neurodegenerative diseases. Gaps in legal protections fail to protect research subjects from discrimination by long-term care and disability insurers. This risk is particularly concerning because individuals with AD dementia ultimately need long-term care services. To maximize subject protections and advance valuable research, policymakers, investigators, and research institutions must address shortcomings in the design of the electronic medical record, revise laws to limit discrimination, and develop practices that inform research participants of risks associated with loss of confidentiality.

GLOSSARY

ACA=
Affordable Care Act;
AD=
Alzheimer disease;
ADA=
Americans with Disabilities Act;
AE=
adverse event;
CLASS=
Community Living Assistance Services and Supports;
EMR=
electronic medical record;
GINA=
Genetic Information Nondiscrimination Act;
HIPAA=
Health Insurance Portability and Accountability Act

Footnotes

  • Go to Neurology.org for full disclosures. Funding information and disclosures deemed relevant by the authors, if any, are provided at the end of the article.

  • Received August 27, 2013.
  • Accepted in final form November 19, 2013.
  • © 2014 American Academy of Neurology
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  • Article
    • Abstract
    • GLOSSARY
    • HOW DISCLOSURE OCCURS IN THE ELECTRONIC MEDICAL RECORD
    • DISCRIMINATION IN INSURANCE
    • DISCRIMINATION IN EMPLOYMENT
    • ROLE OF STUDY DESIGN
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