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January 29, 2019; 92 (5) ArticleOpen Access

Refining eligibility criteria for amyotrophic lateral sclerosis clinical trials

Ruben P.A. van Eijk, Henk-Jan Westeneng, Stavros Nikolakopoulos, Iris E. Verhagen, Michael A. van Es, Marinus J.C. Eijkemans, Leonard H. van den Berg
First published January 9, 2019, DOI: https://doi.org/10.1212/WNL.0000000000006855
Ruben P.A. van Eijk
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Henk-Jan Westeneng
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Stavros Nikolakopoulos
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Iris E. Verhagen
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Michael A. van Es
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Marinus J.C. Eijkemans
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Leonard H. van den Berg
From the Department of Neurology (R.P.A.v.E., H.-J.W., I.E.V., M.A.v.E., L.H.v.d.B.), Brain Center Rudolf Magnus, and Biostatistics & Research Support (R.P.A.v.E., S.N., M.J.C.E.), Julius Center for Health Sciences and Primary Care, University Medical Center Utrecht, the Netherlands.
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Refining eligibility criteria for amyotrophic lateral sclerosis clinical trials
Ruben P.A. van Eijk, Henk-Jan Westeneng, Stavros Nikolakopoulos, Iris E. Verhagen, Michael A. van Es, Marinus J.C. Eijkemans, Leonard H. van den Berg
Neurology Jan 2019, 92 (5) e451-e460; DOI: 10.1212/WNL.0000000000006855

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    Figure 1 Overview of eligibility criteria and exclusion rates of ALS trials conducted between 2000 and 2017

    Caterpillar plot of the exclusion rates at diagnosis per trial (n = 38). Exclusion rates ranged from 14% to 95%; numerical results per trial are given in table e-1 (available from Dryad, doi.org/10.5061/dryad.86f1m6g). ALS = amyotrophic lateral sclerosis; ALSFRS (n) = number of selection items on Amyotrophic Lateral Sclerosis Functional Rating Scale; Def = definite; FALS = familial ALS; FVC = forced vital capacity, percent predicted; G-CSF = granulocyte colony-stimulating factor; IGF-1 = insulin-like growth factor-1; LI = lead-in ALSFRS-R slope; LS = probable, laboratory supported; Prob = probable.

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    Figure 2 Between-trial variability in population characteristics of enrolled participants

    Caterpillar plots of the reported summary data for the experimental and placebo groups (total number of patients 10,489). Solid black diamonds indicate the meta-analyzed average with 95% confidence interval. Study heterogeneity was present in all baseline characteristics except for the proportion of men (I2 = 11%; p = 0.21). (A) Age at randomization; (B) proportion of men; (C) symptom duration; (D) bulbar onset; (E) vital capacity (VC); and (F) Amyotrophic Lateral Sclerosis Functional Rating Scale–Revised (ALSFRS-R).

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    Figure 3 Effect of selection criteria on overall mortality since diagnosis

    Mortality since diagnosis for 5 prognostic subgroups defined by the European Network for the Cure of ALS personalized prediction model. Colors represent the 5 prognostic subgroups: very long (green), long (yellow), intermediate (orange), short (red), and very short (black) survival.7 Solid lines in the Kaplan-Meier plots represent the survival patterns for all patients (n = 2,904; A), whereas the dotted lines are the survival curves for the eligible population (n = 1,194; B), defined by all patients who are eligible for > 50% of the trials. Boxplots provide the variability in survival time per prognostic subgroup (left, all patients; right, eligible patients). Dotted lines in boxplot are the unstratified interquartile ranges (25th and 75th percentile); overall survival time variability was reduced by 6.9% (95% confidence interval −3.5% to 16.3%, p = 0.09). Bar charts provide the number of patients in each subgroup.

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    Figure 4 Longitudinal ALSFRS-R patterns in a subset of 696 patients

    Colors of the boxplots represent the 5 prognostic subgroups: very long (green), long (yellow), intermediate (orange), short (red), and very short (black) survival.7 Purple dotted line is the average pattern of decline in the eligible population (n = 356). Solid purple line is the average pattern in the full dataset (n = 696). Boxplots provide the variability in rates of decline over time (points per month), estimated by the best unbiased linear predictors (BLUPs) from an linear mixed-effects model. Dotted lines in boxplots represent the average rate of decline. (A) All patients and (B) eligible patients. ALSFRS-R = Amyotrophic Lateral Sclerosis Functional Rating Scale–Revised.

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    Figure 5 Effect of trial eligibility criteria and the ENCALS risk scores on sample size

    Sample size calculations were performed for various populations, either selected by the trial eligibility criteria (n = 38, orange) or defined by different cutoffs for the European Network for the Cure of ALS (ENCALS) risk scores (n = 1,050 combinations). Results are expressed as sample size inflation factor (IF; x-axis). To exemplify, an IF of 0.79 means that the sample size is 21% smaller compared to the sample size necessary when all patients are included (green triangle, 100% eligibility). Populations defined by the ENCALS risk scores for all possible combinations of cutoff values are shown in black and gray. Black dots are the selected populations that resulted in the largest reduction in sample size and highest eligibility rate. To exemplify, the Edaravone 2017 trial resulted in the largest reduction in sample size (−34%, IF 0.66), with a 10% eligibility rate. The ENCALS model could select a similarly sensitive population with 48% of the patients remaining eligible. Numerical effects of the different trials are provided in table e-1 (available from Dryad, doi.org/10.5061/dryad.86f1m6g).

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