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February 09, 2021; 96 (6) Article

Neurogenic Dysphagia

Systematic Review and Proposal of a Classification System

Tobias Warnecke, Bendix Labeit, Jens Schroeder, Alexander Reckels, Sigrid Ahring, Sriramya Lapa, Inga Claus, Paul Muhle, Sonja Suntrup-Krueger, Rainer Dziewas
First published December 14, 2020, DOI: https://doi.org/10.1212/WNL.0000000000011350
Tobias Warnecke
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Bendix Labeit
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Jens Schroeder
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Alexander Reckels
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Sigrid Ahring
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Sriramya Lapa
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Inga Claus
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Paul Muhle
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Sonja Suntrup-Krueger
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Rainer Dziewas
From the Department of Neurology, Institute of Translational Neurology (T.W., B.L., J.S., A.R., S.A., I.C., P.M., S.S.-K., R.D.), and Institute of Biomagnetism and Biosignalanalysis (B.L., P.M., S.S.-K.), University Hospital Muenster, University of Muenster; and Department of Neurology (S.L.), ZNN, Johann Wolfgang Goethe University, Frankfurt am Main, Germany.
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Neurogenic Dysphagia
Systematic Review and Proposal of a Classification System
Tobias Warnecke, Bendix Labeit, Jens Schroeder, Alexander Reckels, Sigrid Ahring, Sriramya Lapa, Inga Claus, Paul Muhle, Sonja Suntrup-Krueger, Rainer Dziewas
Neurology Feb 2021, 96 (6) e876-e889; DOI: 10.1212/WNL.0000000000011350

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Abstract

Objective Introduction and validation of a phenotypic classification of neurogenic dysphagia based on flexible endoscopic evaluation of swallowing (FEES).

Methods A systematic literature review was conducted, searching MEDLINE from inception to May 2020 for FEES findings in neurologic diseases of interest. Based on a retrospective analysis of FEES videos in neurologic diseases and considering the results from the review, a classification of neurogenic dysphagia was developed distinguishing different phenotypes. The classification was validated using 1,012 randomly selected FEES videos of patients with various neurologic disorders. Chi-square tests were used to compare the distribution of dysphagia phenotypes between the underlying neurologic disorders.

Results A total of 159 articles were identified, of which 59 were included in the qualitative synthesis. Seven dysphagia phenotypes were identified: (1) “premature bolus spillage” and (2) “delayed swallowing reflex” occurred mainly in stroke, (3) “predominance of residue in the valleculae” was most common in Parkinson disease, (4) “predominance of residue in the piriform sinus” occurred only in myositis, motoneuron disease, and brainstem stroke, (5) “pharyngolaryngeal movement disorder” was found in atypical Parkinsonian syndromes and stroke, (6) “fatigable swallowing weakness” was common in myasthenia gravis, and (7) “complex disorder” with a heterogeneous dysphagia pattern was the leading mechanism in amyotrophic lateral sclerosis. The interrater reliability showed a strong agreement (kappa = 0.84).

Conclusion Neurogenic dysphagia is not a symptom, but a multietiologic syndrome with different phenotypic patterns depending on the underlying disease. Dysphagia phenotypes can facilitate differential diagnosis in patients with dysphagia of unclear etiology.

Glossary

ALS=
amyotrophic lateral sclerosis;
ESSD=
European Society for Swallowing Disorders;
FEES=
flexible endoscopic evaluation of swallowing;
PD=
Parkinson disease;
UES=
upper esophageal sphincter

Footnotes

  • Go to Neurology.org/N for full disclosures. Funding information and disclosures deemed relevant by the authors, if any, are provided at the end of the article.

  • ↵* These authors contributed equally to this work.

  • Received June 4, 2020.
  • Accepted in final form October 5, 2020.
  • © 2020 American Academy of Neurology
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