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September 28, 2021; 97 (13) Contemporary Issues in Practice, Education, & Research

Guidelines for Conducting Ethical Artificial Intelligence Research in Neurology

A Systematic Approach for Clinicians and Researchers

Sharon Chiang, Rosalind W. Picard, Winston Chiong, Robert Moss, Gregory A. Worrell, Vikram R. Rao, View ORCID ProfileDaniel M. Goldenholz
First published July 27, 2021, DOI: https://doi.org/10.1212/WNL.0000000000012570
Sharon Chiang
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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Rosalind W. Picard
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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Winston Chiong
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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Robert Moss
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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Gregory A. Worrell
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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Vikram R. Rao
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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Daniel M. Goldenholz
From the Department of Neurology and Weill Institute for Neurosciences (S.C., W.C., V.R.R.), University of California, San Francisco; Empatica Inc. (R.W.P.), Boston, MA; Media Lab (R.W.P.), Massachusetts Institute of Technology, Cambridge; Seizure Tracker, LLC (R.M.), Annandale, VA; Department of Neurology (G.A.W.), Mayo Clinic, Rochester, MN; and Department of Neurology (D.M.G.), Beth Israel Deaconess Medical Center, Boston, MA.
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  • ORCID record for Daniel M. Goldenholz
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Citation
Guidelines for Conducting Ethical Artificial Intelligence Research in Neurology
A Systematic Approach for Clinicians and Researchers
Sharon Chiang, Rosalind W. Picard, Winston Chiong, Robert Moss, Gregory A. Worrell, Vikram R. Rao, Daniel M. Goldenholz
Neurology Sep 2021, 97 (13) 632-640; DOI: 10.1212/WNL.0000000000012570

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Abstract

Preemptive recognition of the ethical implications of study design and algorithm choices in artificial intelligence (AI) research is an important but challenging process. AI applications have begun to transition from a promising future to clinical reality in neurology. As the clinical management of neurology is often concerned with discrete, often unpredictable, and highly consequential events linked to multimodal data streams over long timescales, forthcoming advances in AI have great potential to transform care for patients. However, critical ethical questions have been raised with implementation of the first AI applications in clinical practice. Clearly, AI will have far-reaching potential to promote, but also to endanger, ethical clinical practice. This article employs an anticipatory ethics approach to scrutinize how researchers in neurology can methodically identify ethical ramifications of design choices early in the research and development process, with a goal of preempting unintended consequences that may violate principles of ethical clinical care. First, we discuss the use of a systematic framework for researchers to identify ethical ramifications of various study design and algorithm choices. Second, using epilepsy as a paradigmatic example, anticipatory clinical scenarios that illustrate unintended ethical consequences are discussed, and failure points in each scenario evaluated. Third, we provide practical recommendations for understanding and addressing ethical ramifications early in methods development stages. Awareness of the ethical implications of study design and algorithm choices that may unintentionally enter AI is crucial to ensuring that incorporation of AI into neurology care leads to patient benefit rather than harm.

Glossary

AI=
artificial intelligence;
ASM=
antiseizure medication;
FDA=
Food and Drug Administration;
RNS=
responsive neurostimulation

Footnotes

  • Go to Neurology.org/N for full disclosures. Funding information and disclosures deemed relevant by the authors, if any, are provided at the end of the article.

  • Received March 16, 2021.
  • Accepted in final form July 8, 2021.
  • © 2021 American Academy of Neurology
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